Disclosures for CGWM USA
OCC Website: OCC - Options Disclosure Document
Canaccord Genuity Wealth Management (USA) Inc. is an investment advisor and broker-dealer registered with the U.S. Securities and Exchange Commission (SEC), and a member of FINRA and SIPC. Securities and/or investment advisory services offered to U.S. residents through CGWM USA. CGWM USA is a wholly owned subsidiary of Canaccord Genuity Group Inc. and an affiliate of Canaccord Genuity Wealth Management, a division of Canaccord Genuity Corp.
